Securities and Commodities Violations

Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the terms of some funds, leading to higher capital gains taxes.

By Matthew Goldstein

Financial Brokers Fines (Penalties) Regulation and Deregulation of Industry Robinhood Financial LLC Securities and Commodities Violations Securities and Exchange Commission Stocks and Bonds

Robinhood to Pay $45 Million Fine to Settle SEC Charges

The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, among other infractions.

By Rob Copeland

Farnsworth, Theodore Florida Frauds and Swindling Helios and Matheson Analytics Inc Lowe, J Mitchell MoviePass Inc Prices (Fares, Fees and Rates) Securities and Commodities Violations

Former MoviePass Executive Pleads Guilty to Fraud Over ‘Unlimited’ Plan

Prosecutors said that Theodore Farnsworth, who ran the parent company of MoviePass, had misled investors about its popular subscription plan.

By Hank Sanders

Government Efficiency Department (US) Internal Revenue Service internal-storyline-no Musk, Elon Philanthropy Ramaswamy, Vivek (1985- ) Securities and Commodities Violations Securities and Exchange Commission

Elon Musk and DOGE vs. Regulators

The billionaire has needled government agencies, armed with potential influence over their budgets. But some of these organizations are also looking into his interests.

By Andrew Ross Sorkin Ravi Mattu Bernhard Warner Sarah Kessler

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