Securities and Commodities Violations – Page 10

Trial to Begin for Ozy Founder Carlos Watson

Mr. Watson’s lawyer has argued that many other media leaders lured investors with “puffing and bluffing,” and that Mr. Watson is being singled out because he is Black.

By Benjamin Mullin and Katie Robertson

Decisions and Verdicts Digital World Acquisition Corp Garelick, Bruce Insider Trading Mergers, Acquisitions and Divestitures Securities and Commodities Violations Trump Media & Technology Group

Financier Found Guilty in Trump Media Insider Trading Trial

Bruce Garelick was convicted of securities fraud for leaking confidential information about a merger involving the parent company of Truth Social, Donald Trump’s social media site.

By Matthew Goldstein

Benjamin F. Borger BF Borgers Fines (Penalties) Frauds and Swindling Securities and Commodities Violations Securities and Exchange Commission Trump Media & Technology Group

Auditor That Works for Trump Media Charged With Fraud

Regulators said BF Borgers failed to abide by accounting rules that its public company clients are required to follow.

By Matthew Goldstein

Digital World Acquisition Corp Frauds and Swindling Garelick, Bruce Initial Public Offerings Insider Trading Liman, Lewis Jeffrey Mergers, Acquisitions and Divestitures Russia Securities and Commodities Violations Securities and Exchange Commission Shvartsman, Gerald Shvartsman, Michael Trump Media & Technology Group Trump, Donald J Truth Social (Social Network)

2 Brothers in Trump Media Insider-Trading Scheme Plead Guilty

Michael and Gerald Shvartsman, who had originally pleaded not guilty to securities fraud charges, each pleaded guilty to one count of securities fraud.

By Matthew Goldstein