After big gains in stocks and mediocre returns for bonds, investors are taking on undue risk if they don’t rebalance their holdings, our columnist says.
Category: Securities and Exchange Commission
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Supreme Court Rejects S.E.C.’s Administrative Tribunals
Such tribunals, common in executive agencies, hear enforcement actions without juries, a practice that challengers said violated the Constitution.
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William H. Donaldson, 93, Wall St. Powerbroker Who Led the S.E.C., Dies
He co-founded D.L.J., the first securities firm to offer shares to the public. As S.E.C. chairman, he pressed for a stronger watchdog role after a series of accounting scandals.
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How Crypto Money Is Poised to Influence the Election
The industry’s political awakening — and enormous pool of cash — is already affecting high-profile races across the country.
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Court Strikes Down S.E.C.’s Fee Disclosure Rule for Funds
Private equity and hedge funds had appealed the regulator’s August ruling requiring them to disclose their fees and expenses to investors.
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Ether Cryptocurrency ETFs Are Approved by the SEC
The Securities and Exchange Commission gave its blessing to a fund that tracks the price of the most valuable cryptocurrency after Bitcoin.
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Bill Hwang, Whose Firm Archegos Collapsed in 2021, Is About to Go on Trial
The hedge fund is accused of borrowing money from banks to buy stocks.
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Auditor That Works for Trump Media Charged With Fraud
Regulators said BF Borgers failed to abide by accounting rules that its public company clients are required to follow.
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In Silicon Valley, You Can Be Worth Billions and It’s Not Enough
Andreas Bechtolsheim, the first investor in Google, has an estimated $16 billion fortune. He recently settled charges that he engaged in insider trading for a profit of $415,726.