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JPMorgan Fined $348 Million for Lapses in Trade Monitoring

Regulators, which rely on the bank for information that helps prevent insider trading and market manipulation, said customer data from around 30 platforms was missing.

Emily Flitter
Author: Emily Flitter

Written by

Emily Flitter

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Commodity Futures Trading Commission, Fines (Penalties), Insider Trading, JPMorgan Chase & Company, Office of the Comptroller of the Currency, Regulation and Deregulation of Industry, Securities and Commodities Violations
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