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Morgan Stanley Is Fined for First Republic C.E.O.’s Stock Sales

James Herbert was permitted to sell nearly $7 million of shares before First Republic Bank’s demise last year, Massachusetts regulators said.

Rob Copeland
Author: Rob Copeland

Written by

Rob Copeland

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Fines (Penalties), First Republic Bank, Herbert, James H II, Massachusetts, Morgan Stanley, Regulation and Deregulation of Industry
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