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Morgan Stanley to Pay $249 Million in Block Trading Investigation

Federal prosecutors found at least one employee at the Wall Street firm had committed deceptive practices in handling trades of large blocks of stock from 2018 to 2021.

Matthew Goldstein
Author: Matthew Goldstein

Written by

Matthew Goldstein

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Decisions and Verdicts, Deferred Prosecution Agreements, Ethics and Official Misconduct, Morgan Stanley, Prosecutorial Misconduct, Stocks and Bonds
←Jamie Raskin Asks Donald Trump To Return $7.8 Million He Received From Foreign Governments
JPMorgan Chase, Bank of America and Wells Fargo Earned Billions→

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