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Robinhood to Pay $45 Million Fine to Settle SEC Charges

The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, among other infractions.

Rob Copeland
Author: Rob Copeland

Written by

Rob Copeland

in

Financial Brokers, Fines (Penalties), Regulation and Deregulation of Industry, Robinhood Financial LLC, Securities and Commodities Violations, Securities and Exchange Commission, Stocks and Bonds
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