JPMorgan Fined $348 Million for Lapses in Trade Monitoring
Posted inBanking and Financial Institutions Commodity Futures Trading Commission Fines (Penalties) Insider Trading JPMorgan Chase & Company Office of the Comptroller of the Currency Regulation and Deregulation of Industry Securities and Commodities Violations

JPMorgan Fined $348 Million for Lapses in Trade Monitoring

Regulators, which rely on the bank for information that helps prevent insider trading and market manipulation, said customer data from around 30 platforms was missing.
Texas Man Pleads Guilty to Insider Trading After Overhearing Wife’s Work Calls
Posted inBP Plc Decisions and Verdicts Houston (Tex) Insider Trading Mergers, Acquisitions and Divestitures Securities and Commodities Violations Securities and Exchange Commission Suits and Litigation (Civil) Telecommuting TravelCenters of America

Texas Man Pleads Guilty to Insider Trading After Overhearing Wife’s Work Calls

The man made $1.7 million in profits after buying and selling stocks in a company that his wife’s employer, BP, acquired, prosecutors said.